Senior Compliance Consultants (Wealth & Investments)

Reference: 265434043_1791133673

Senior Compliance Consultants (Wealth, Pensions, & Investments)

Location: Remote

Contract: up to 3 months

Very decent day rates - inside IR35

We're supporting a client with multiple hires for contract roles for senior compliance professionals to support a regulatory due diligence projects within the wealth / investments / pensions space. These are would start at short notice and are fully remote.

This is document-led, analytical work requiring strong regulatory judgement and the ability to risk assess existing frameworks, policies, processes, controls and governance at pace.

The work will involve:

  • Reviewing existing compliance documentation (SMCR, governance, risk registers, policies, MI, sales & advice processes etc)
  • Identifying gaps, risks and areas requiring remediation or escalation
  • Providing clear, pragmatic written and verbal feedback

We're keen to speak to contractors with:

  • Senior compliance experience / previous SMF16 experience (desirable not essential) from wealth management, IFAs, investment platforms or SIPP / pensions

If you're a senior compliance contractor that meets these requirements and can start soon, then don't delay and apply here.

Butler Rose is committed to equality in the workplace and is an equal opportunity employer.
Butler Rose Ltd is acting as an Employment Business in relation to this vacancy.

COMPETITIVE SALARY
Added 04/10/2026
Reference: 265434043_1791133673

Senior Compliance Consultants (Wealth & Investments)

London, England, United Kingdom Contract Compliance Remote

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