Manager - Regulatory Due Diligence & M&A

Added 04/10/2026

Manager - Regulatory Due Diligence & M&A (12-Month FTC)A leading London based regulatory consultancy is looking for an experienced Manager to join its Investments team on a 12-month fixed-term contract.This is a hands-on role supporting regulatory due diligence and M&A activity across the investments, financial planning, wealth management, and pensions sectors. You'll work on a range of projects including due diligence reviews, regulatory workstreams, integrations, operational readiness and post-deal implementation support.What we're looking forExperience operating at Manager level within consulting, compliance, risk or regulatory changeExposure to M&A transactions within financial services or similar due diligence exercisesExperience supporting regulatory due diligence,...

Senior Compliance Consultants (Wealth & Investments)

Added 04/10/2026

Senior Compliance Consultants (Wealth, Pensions, & Investments)Location: RemoteContract: up to 3 monthsVery decent day rates - inside IR35We're supporting a client with multiple hires for contract roles for senior compliance professionals to support a regulatory due diligence projects within the wealth / investments / pensions space. These are would start at short notice and are fully remote.This is document-led, analytical work requiring strong regulatory judgement and the ability to risk assess existing frameworks, policies, processes, controls and governance at pace.The work will involve:Reviewing existing compliance documentation (SMCR, governance, risk registers, policies, MI, sales & advice processes etc)Identifying gaps, risks and...

Director - Investment Firms Compliance

Added 04/10/2026

Director - Investment Firms Compliance London | Hybrid (3 days office) | Director level salary + Benefits + bonusA leading regulatory consultancy is seeking a Director to help drive the continued growth of its Investments Firms practice.This is a senior leadership role combining regulatory expertise, commercial responsibility and client relationship management. You'll work with investment managers, brokers, capital markets firms and other MiFID and AIFMD regulated businesses, acting as a trusted adviser on complex regulatory matters while helping to shape the future direction of the business.Key ResponsibilitiesLead and grow a portfolio of investment firm clientsAdvise on FCA regulatory matters including...

Data Protection & Compliance Officer

Added 16/07/2026

Data Protection & Compliance Officer 6-Month Fixed Term Contract | 40 Hours Per Week Were looking for an experienced Data Protection & Compliance Officer to provide hands-on support across our clients privacy and compliance activities during a period of transition. This role combines day-to-day operational responsibility with the opportunity to review and improve the wider data protection framework. Youll act as the go-to advisor on privacy matters, ensuring compliance obligations are met while helping to shape a practical and effective future operating model. Key Responsibilities Manage Subject Access Requests (SARs), Right to Erasure requests and other Individual Rights Requests. Investigate...

Financial Promotions Compliance Manager

Added 02/07/2026

Financial Promotions Compliance ManagerHybrid (UK) | £55,000-£70,000 + BenefitsA growing retail trading and investment platform is looking for a Financial Promotions Compliance Manager to join its expanding compliance team. This is a hybrid role offering the opportunity to work across multiple regulated markets including the UK, US, UAE, Europe and Australia.The position is focused primarily on financial promotions compliance (approximately 70% of the role), ensuring marketing communications, digital content, campaigns and customer communications meet regulatory requirements. The remaining 30% will involve broader compliance projects, policy enhancements, regulatory change initiatives and stakeholder support across the business.Key ResponsibilitiesReview and approve financial promotions,...