Senior Compliance Associate - Compliance Monitoring

Added 04/06/2026

London (Remote) Full-time | 2nd Line Compliance Salary - £60-72KOverviewA high-growth, FCA-regulated cryptoasset firm is seeking a Senior Compliance Monitoring Associate to build and execute a robust Compliance Monitoring & Assurance framework.This is a hands-on, delivery-focused role requiring strong technical expertise in compliance monitoring, compliance testing, and controls assessment within a crypto or MiFID investment firm environment.Key Responsibilities Compliance Monitoring & AssuranceDesign, implement, and maintain a risk-based Compliance Monitoring Plan (CMP) aligned to FCA rules and regulatory obligationsExecute end-to-end compliance monitoring reviews, including scoping, fieldwork, testing, and reportingProduce evidence-based findings with clear linkage to regulatory requirementsMaintain audit-ready monitoring documentation and...

Head of Electronic Trading Compliance

Added 05/06/2026

EMEA Head of Electronic Trading Compliance Location: LondonA senior leadership role responsible for oversight of electronic and algorithmic trading compliance across EMEA within Global Markets.Key Technical RequirementsExtensive knowledge of UK & EU regulatory frameworks governing electronic trading:MiFID II / MiFIR (RTS 6, RTS 24, RTS 28)Market Abuse Regulation (MAR)FCA Handbook (SYSC, COBS, market integrity)UK post-Brexit regulatory divergenceProven experience in electronic trading compliance oversight:Risk identification and assessment frameworksControl design, implementation, and effectiveness testingOngoing compliance monitoring programmesStrong capability in market abuse surveillance and investigations:Insider dealing, market manipulation, unlawful disclosureTrade surveillance systems and alert review methodologiesAdvanced understanding of electronic and algorithmic trading environments:OMS...

Compliance Personal Tax Manager

Added 21/05/2026

Compliance Personal Tax Manager Stamford £53,000 - £62,000An established accountancy practice is seeking an experienced Personal Tax Manager to oversee its personal tax compliance function. This is a key managerial role focused on delivering high-quality compliance services to a varied portfolio of clients, managing client relationships, reviewing complex tax returns and supporting the development of junior team members within a collaborative and supportive environment.Role ResponsibilitiesManage a portfolio of personal tax clients including HNWIs, directors, sole traders and partnerships.Act as the main point of contact for client queries.Review and sign off self-assessment tax returns.Oversee the preparation of personal tax computations.Ensure timely...

Regulatory Compliance Specialist

Added 15/05/2026

Regulatory Compliance Manager - AI RegTechCity of London (5 days per week in office)£ Competitive + performance-based bonus + equity We're partnering with an ambitious AI-driven RegTech firm that is redefining how financial institutions interpret and implement regulation. They are now hiring a Regulatory Compliance Specialist who enjoys working deeply with rules, frameworks and obligations, and wants to apply that expertise in a cutting-edge technology environment. The OpportunityThis is not a traditional 2nd line BAU compliance role. You'll sit at the intersection of regulatory expertise, product & engineering, AI model development, and client-facing solution design. You will help translate complex...

Regulatory Compliance Manager

Added 15/05/2026

Regulatory Compliance Manager - AI RegTechLiverpool Street, London (5 days per week in office) £60,000 - £75,000 + performance-based bonus + equityWe're partnering with an ambitious AI-driven RegTech firm that is redefining how financial institutions interpret and implement regulation.They are now hiring a Regulatory Compliance Manager who enjoys working deeply with rules, frameworks and obligations, and wants to apply that expertise in a cutting-edge technology environment.The OpportunityThis is not a traditional 2nd line BAU compliance role. You'll sit at the intersection of, regulatory expertise, product & engineering, AI model development, and client-facing solution design.You will help translate complex regulation into...

Regulatory Compliance Manager

Added 17/02/2026

Regulatory Compliance Manager - AI RegTechLiverpool Street, London (5 days per week in office) £60,000 - £75,000 + performance-based bonus + equityWe're partnering with an ambitious AI-driven RegTech firm that is redefining how financial institutions interpret and implement regulation.They are now hiring a Regulatory Compliance Manager who enjoys working deeply with rules, frameworks and obligations, and wants to apply that expertise in a cutting-edge technology environment.The OpportunityThis is not a traditional 2nd line BAU compliance role. You'll sit at the intersection of, regulatory expertise, product & engineering, AI model development, and client-facing solution design.You will help translate complex regulation into...

Head of Compliance & MLRO (SMF16/17)

Added 16/02/2026

Head of Compliance & MLRO (SMF16/17) London (Fully Remote)An exciting digital asset trading firm is looking for a Head of Compliance & MLRO (SMF16/17) to take strategic ownership of regulatory leadership.What's in it for you?Fully remote role with flexible workingCompetitive salary and sign-on bonus25 days holiday + 8 public holidaysComprehensive health plans and life assuranceCareer growth opportunities with the potential for a global leadership roleThis is a unique opportunity to shape how regulatory permissions are utilised in a business that's on the cutting edge of digital asset trading. You will have strategic influence at the leadership level, with the ability...

Financial Crime Senior Consultant

Added 15/05/2026

Financial Crime Senior Consultant Competitive package, bonus, benefits suiteLondon (Hybrid)A well-established and highly regarded regulatory business is looking to hire a Senior Consultant into its Financial Crime team.They have a strong reputation in the market, excellent people, and clear plans for growth. It offers a strong platform for someone looking to build their career in financial crime advisory.The role will focus on delivering client-facing financial crime projects, particularly across:AML / CTFSanctionsAnti-Bribery & CorruptionYou'll be working closely with a wide range of clients, supporting on:FCA authorisationsReviewing and enhancing policies and frameworksAudit, assurance and compliance monitoring reviewsFinancial crime control framework design and...

Financial Crime Senior Consultant

Added 28/04/2026

Financial Crime Senior Consultant Competitive package, bonus, benefits suiteLondon (Hybrid)A well-established and highly regarded regulatory business is looking to hire a Senior Consultant into its Financial Crime team.They have a strong reputation in the market, excellent people, and clear plans for growth. It offers a strong platform for someone looking to build their career in financial crime advisory.The role will focus on delivering client-facing financial crime projects, particularly across:AML / CTFSanctionsAnti-Bribery & CorruptionYou'll be working closely with a wide range of clients, supporting on:FCA authorisationsReviewing and enhancing policies and frameworksAudit, assurance and compliance monitoring reviewsFinancial crime control framework design and...

Payments Regulatory Consultant

Added 19/03/2026

Payments Regulatory Consultant (FTC - 12 months)London | Hybrid working We're starting a search for a Payments Regulatory Consultant to join a strong team in the payments space, starting ideally in May on a 12 month fixed term contract (FTC).This role is very hands-on and suited to someone who has worked closely with the FCA licensing and authorisation process, specifically:Building PSR authorisation packs and business plansAdvising firms on FCA applications / authorisationsChallenging financial projections and assumptionsTiming is key with interviews happening ahead of Easter, so we're keen to speak with relevant candidates ASAP.If this sounds like you (or someone you...