Senior Compliance Associate - Compliance Monitoring

Added 04/06/2026

London (Remote) Full-time | 2nd Line Compliance Salary - £60-72KOverviewA high-growth, FCA-regulated cryptoasset firm is seeking a Senior Compliance Monitoring Associate to build and execute a robust Compliance Monitoring & Assurance framework.This is a hands-on, delivery-focused role requiring strong technical expertise in compliance monitoring, compliance testing, and controls assessment within a crypto or MiFID investment firm environment.Key Responsibilities Compliance Monitoring & AssuranceDesign, implement, and maintain a risk-based Compliance Monitoring Plan (CMP) aligned to FCA rules and regulatory obligationsExecute end-to-end compliance monitoring reviews, including scoping, fieldwork, testing, and reportingProduce evidence-based findings with clear linkage to regulatory requirementsMaintain audit-ready monitoring documentation and...

Data Protection & Compliance Officer

Added 16/07/2026

Data Protection & Compliance Officer 6-Month Fixed Term Contract | 40 Hours Per Week Were looking for an experienced Data Protection & Compliance Officer to provide hands-on support across our clients privacy and compliance activities during a period of transition. This role combines day-to-day operational responsibility with the opportunity to review and improve the wider data protection framework. Youll act as the go-to advisor on privacy matters, ensuring compliance obligations are met while helping to shape a practical and effective future operating model. Key Responsibilities Manage Subject Access Requests (SARs), Right to Erasure requests and other Individual Rights Requests. Investigate...

Financial Promotions Compliance Manager

Added 02/07/2026

Financial Promotions Compliance ManagerHybrid (UK) | £55,000-£70,000 + BenefitsA growing retail trading and investment platform is looking for a Financial Promotions Compliance Manager to join its expanding compliance team. This is a hybrid role offering the opportunity to work across multiple regulated markets including the UK, US, UAE, Europe and Australia.The position is focused primarily on financial promotions compliance (approximately 70% of the role), ensuring marketing communications, digital content, campaigns and customer communications meet regulatory requirements. The remaining 30% will involve broader compliance projects, policy enhancements, regulatory change initiatives and stakeholder support across the business.Key ResponsibilitiesReview and approve financial promotions,...

Head of Electronic Trading Compliance

Added 05/06/2026

EMEA Head of Electronic Trading Compliance Location: LondonA senior leadership role responsible for oversight of electronic and algorithmic trading compliance across EMEA within Global Markets.Key Technical RequirementsExtensive knowledge of UK & EU regulatory frameworks governing electronic trading:MiFID II / MiFIR (RTS 6, RTS 24, RTS 28)Market Abuse Regulation (MAR)FCA Handbook (SYSC, COBS, market integrity)UK post-Brexit regulatory divergenceProven experience in electronic trading compliance oversight:Risk identification and assessment frameworksControl design, implementation, and effectiveness testingOngoing compliance monitoring programmesStrong capability in market abuse surveillance and investigations:Insider dealing, market manipulation, unlawful disclosureTrade surveillance systems and alert review methodologiesAdvanced understanding of electronic and algorithmic trading environments:OMS...

Regulatory Compliance Specialist

Added 15/05/2026

Regulatory Compliance Manager - AI RegTechCity of London (5 days per week in office)£ Competitive + performance-based bonus + equity We're partnering with an ambitious AI-driven RegTech firm that is redefining how financial institutions interpret and implement regulation. They are now hiring a Regulatory Compliance Specialist who enjoys working deeply with rules, frameworks and obligations, and wants to apply that expertise in a cutting-edge technology environment. The OpportunityThis is not a traditional 2nd line BAU compliance role. You'll sit at the intersection of regulatory expertise, product & engineering, AI model development, and client-facing solution design. You will help translate complex...

Regulatory Compliance Manager

Added 15/05/2026

Regulatory Compliance Manager - AI RegTechLiverpool Street, London (5 days per week in office) £60,000 - £75,000 + performance-based bonus + equityWe're partnering with an ambitious AI-driven RegTech firm that is redefining how financial institutions interpret and implement regulation.They are now hiring a Regulatory Compliance Manager who enjoys working deeply with rules, frameworks and obligations, and wants to apply that expertise in a cutting-edge technology environment.The OpportunityThis is not a traditional 2nd line BAU compliance role. You'll sit at the intersection of, regulatory expertise, product & engineering, AI model development, and client-facing solution design.You will help translate complex regulation into...

Senior / Principal Consultant - Accountancy & Finance

Added 12/06/2026

Senior / Principal Consultant - Accountancy & FinanceExeter (Topsham - Hybrid) | Warm Desk | Uncapped CommissionButler Rose is expanding its high-performing South West team and we're looking for an experienced recruiter ready to take ownership of a warm, established Accountancy & Finance desk.This is an opportunity for a proven biller to step into an existing client base and build on strong foundations.Why this role?Warm, performing desk with active clients and live rolesBacked by a well-established brand in the South West marketThe autonomy to shape your market and grow your own business areaClear pathway to leadership and team buildThis role...

Financial Crime Senior Consultant

Added 15/05/2026

Financial Crime Senior Consultant Competitive package, bonus, benefits suiteLondon (Hybrid)A well-established and highly regarded regulatory business is looking to hire a Senior Consultant into its Financial Crime team.They have a strong reputation in the market, excellent people, and clear plans for growth. It offers a strong platform for someone looking to build their career in financial crime advisory.The role will focus on delivering client-facing financial crime projects, particularly across:AML / CTFSanctionsAnti-Bribery & CorruptionYou'll be working closely with a wide range of clients, supporting on:FCA authorisationsReviewing and enhancing policies and frameworksAudit, assurance and compliance monitoring reviewsFinancial crime control framework design and...

Financial Crime Senior Consultant

Added 28/04/2026

Financial Crime Senior Consultant Competitive package, bonus, benefits suiteLondon (Hybrid)A well-established and highly regarded regulatory business is looking to hire a Senior Consultant into its Financial Crime team.They have a strong reputation in the market, excellent people, and clear plans for growth. It offers a strong platform for someone looking to build their career in financial crime advisory.The role will focus on delivering client-facing financial crime projects, particularly across:AML / CTFSanctionsAnti-Bribery & CorruptionYou'll be working closely with a wide range of clients, supporting on:FCA authorisationsReviewing and enhancing policies and frameworksAudit, assurance and compliance monitoring reviewsFinancial crime control framework design and...