Head of Compliance & MLRO (SMF16/17)

Reference: QD0010_1771261836

Head of Compliance & MLRO (SMF16/17)
London (Fully Remote)

An exciting digital asset trading firm is looking for a Head of Compliance & MLRO (SMF16/17) to take strategic ownership of regulatory leadership.

What's in it for you?

  • Fully remote role with flexible working
  • Competitive salary and sign-on bonus
  • 25 days holiday + 8 public holidays
  • Comprehensive health plans and life assurance
  • Career growth opportunities with the potential for a global leadership role

This is a unique opportunity to shape how regulatory permissions are utilised in a business that's on the cutting edge of digital asset trading. You will have strategic influence at the leadership level, with the ability to make a real impact on the company's growth and regulatory trajectory.

Key Responsibilities

  • Lead and manage the UK compliance programme
  • Build and maintain strong relationships with the FCA
  • Ensure compliance with evolving regulations in derivatives and crypto
  • Oversee the onboarding of high-risk clients and regulatory risk management
  • Support leadership in maximising the firm's licences and scaling the business
  • Provide training and refine internal compliance processes

About You

  • You've held SMF16 and SMF17 roles before and have experience interacting with regulators (ideally FCA)
  • You have some experience in digital assets with a strong understanding of the regulatory landscape
  • You are commercially focused, comfortable in high-growth environments, and experienced in onboarding high-risk clients
  • You can effectively influence leadership and drive strategic regulatory initiatives

If you're looking for a challenging, high-impact role with the potential for future global scope, apply now explore this exciting opportunity!

Butler Rose is committed to equality in the workplace and is an equal opportunity employer.
Butler Rose Ltd is acting as an Employment Business in relation to this vacancy.

£100,000.00 - £140,000.00
Per annum
Negotiable

Greater London

Permanent

Added 16/02/2026
Reference: QD0010_1771261836

Head of Compliance & MLRO (SMF16/17)

Greater London
Permanent

Other similar jobs

Senior Compliance Associate - Compliance Monitoring

Added 04/06/2026

London (Remote) Full-time | 2nd Line Compliance Salary - £60-72KOverviewA high-growth, FCA-regulated cryptoasset firm is seeking a Senior Compliance Monitoring Associate to build and execute a robust Compliance Monitoring & Assurance framework.This is a hands-on, delivery-focused role requiring strong technical expertise in compliance monitoring, compliance testing, and controls assessment within a crypto or MiFID investment firm environment.Key Responsibilities Compliance Monitoring & AssuranceDesign, implement, and maintain a risk-based Compliance Monitoring Plan (CMP) aligned to FCA rules and regulatory obligationsExecute end-to-end compliance monitoring reviews, including scoping, fieldwork, testing, and reportingProduce evidence-based findings with clear linkage to regulatory requirementsMaintain audit-ready monitoring documentation and...

Learn more

Head of Electronic Trading Compliance

Added 05/06/2026

EMEA Head of Electronic Trading Compliance Location: LondonA senior leadership role responsible for oversight of electronic and algorithmic trading compliance across EMEA within Global Markets.Key Technical RequirementsExtensive knowledge of UK & EU regulatory frameworks governing electronic trading:MiFID II / MiFIR (RTS 6, RTS 24, RTS 28)Market Abuse Regulation (MAR)FCA Handbook (SYSC, COBS, market integrity)UK post-Brexit regulatory divergenceProven experience in electronic trading compliance oversight:Risk identification and assessment frameworksControl design, implementation, and effectiveness testingOngoing compliance monitoring programmesStrong capability in market abuse surveillance and investigations:Insider dealing, market manipulation, unlawful disclosureTrade surveillance systems and alert review methodologiesAdvanced understanding of electronic and algorithmic trading environments:OMS...

Learn more

Financial Promotions Compliance Manager

Added 02/07/2026

Financial Promotions Compliance ManagerHybrid (UK) | £55,000-£70,000 + BenefitsA growing retail trading and investment platform is looking for a Financial Promotions Compliance Manager to join its expanding compliance team. This is a hybrid role offering the opportunity to work across multiple regulated markets including the UK, US, UAE, Europe and Australia.The position is focused primarily on financial promotions compliance (approximately 70% of the role), ensuring marketing communications, digital content, campaigns and customer communications meet regulatory requirements. The remaining 30% will involve broader compliance projects, policy enhancements, regulatory change initiatives and stakeholder support across the business.Key ResponsibilitiesReview and approve financial promotions,...

Learn more

Investments Compliance Consultant

Added 07/06/2026

Investments Compliance ConsultantLondon | Hybrid Working £31,000 - £40,000+ plus Bonus plus BenefitsAn excellent opportunity for a compliance professional with 2+ years' experience within an FCA-regulated investments business to join a growing consultancy. You'll gain exposure to a wide range of investment firms, regulatory topics and client projects, developing broad compliance expertise whilst working directly with clients.Key ResponsibilitiesDeliver compliance support to FCA-regulated investment firmsAssist with Compliance Monitoring Programmes (CMP)Review and draft compliance policies and proceduresSupport FCA applications and regulatory change projectsReview financial promotionsPrepare regulatory reports, MI and governance documentationConduct regulatory research and horizon scanningParticipate in client meetings and advisory projectsTechnical...

Learn more

Regulatory Compliance Specialist

Added 15/05/2026

Regulatory Compliance Manager - AI RegTechCity of London (5 days per week in office)£ Competitive + performance-based bonus + equity We're partnering with an ambitious AI-driven RegTech firm that is redefining how financial institutions interpret and implement regulation. They are now hiring a Regulatory Compliance Specialist who enjoys working deeply with rules, frameworks and obligations, and wants to apply that expertise in a cutting-edge technology environment. The OpportunityThis is not a traditional 2nd line BAU compliance role. You'll sit at the intersection of regulatory expertise, product & engineering, AI model development, and client-facing solution design. You will help translate complex...

Learn more

Regulatory Compliance Manager

Added 15/05/2026

Regulatory Compliance Manager - AI RegTechLiverpool Street, London (5 days per week in office) £60,000 - £75,000 + performance-based bonus + equityWe're partnering with an ambitious AI-driven RegTech firm that is redefining how financial institutions interpret and implement regulation.They are now hiring a Regulatory Compliance Manager who enjoys working deeply with rules, frameworks and obligations, and wants to apply that expertise in a cutting-edge technology environment.The OpportunityThis is not a traditional 2nd line BAU compliance role. You'll sit at the intersection of, regulatory expertise, product & engineering, AI model development, and client-facing solution design.You will help translate complex regulation into...

Learn more

Head of IT

Added 29/06/2026

IT Manager - Multi-Site Operations - Clear progression path to Leadership within 18 month - 2 yearsSalary: £60,000 Butler Rose Leadership are delighted to be supporting a well-established and highly regarded multi-site organisation in Cumbria as they seek to appoint an IT Manager to lead the operational delivery of IT services across the Group.This is an exciting opportunity to join a business experiencing significant growth and investment, where technology is recognised as a key enabler of future success. Reporting into the senior leadership team, you will take ownership of the day-to-day management, performance and development of the Group's IT function...

Learn more

Head of Purchasing & Supply Chain

Added 20/05/2026

Head of Purchasing & Supply-Chain | Lancaster| Office Based| Monday to FridayButler Rose are exclusively partnering with a well-established manufacturing business to recruit a Purchasing & Supply Chain Manager due to extensive growth. This is a senior, commercially-focused role, offering visibility with leadership, the chance to shape supplier strategy, and the opportunity to lead a growing team in a values-driven environment.The role of Purchasing & Supply-Chain Manager is available due to growth and you will be responsible for an established Purchasing & Supply-Chain team. What You'll Do:Lead and develop the purchasing and supply chain team, promoting accountability, growth, and performance.Build...

Learn more

Head of Finance

Added 15/05/2026

We are recruiting a Head of Finance for a growing, multi‑channel consumer business. This is a senior, commercially focused position offering significant influence over financial strategy, margin performance and decision‑making during an exciting period of development. Relocation packages are available for the right candidate. This role would suit a commercially minded finance leader who enjoys working closely with senior stakeholders and wants to play a key role in driving profitable, sustainable growth. The RoleReporting into senior leadership, the Head of Finance will act as a strategic finance partner while retaining hands‑on ownership of financial performance. You will provide clarity around...

Learn more

Head of Finance

Added 15/05/2026

We are recruiting a Head of Finance for a growing, multi‑channel consumer business. This is a senior, commercially focused position offering significant influence over financial strategy, margin performance and decision‑making during an exciting period of development. Relocation packages are available for the right candidate. This role would suit a commercially minded finance leader who enjoys working closely with senior stakeholders and wants to play a key role in driving profitable, sustainable growth. The RoleReporting into senior leadership, the Head of Finance will act as a strategic finance partner while retaining hands‑on ownership of financial performance. You will provide clarity around...

Learn more

Head of Tax

Added 05/05/2026

ABOUT THE OPPORTUNITY We are working with a well-established, continually growing accountancy and financial services practice in Manchester. The firm operates across audit, corporate finance, business services, business recovery, payroll, company secretarial, and tax, with a tech-focused approach to client service. The tax team is an integral part of the business, currently managing a large and diverse client base including owner-managed businesses, SMEs, high-net-worth individuals, partnerships, trusts, and multi-million-pound corporate groups across sectors such as property, healthcare, financial services, and professional services, to name but a few. The firm is transitioning from a compliance-focused tax function to a strategic, advisory-led...

Learn more

Head of Finance

Added 01/05/2026

We are recruiting a Head of Finance for a growing, multi‑channel consumer business. This is a senior, commercially focused position offering significant influence over financial strategy, margin performance and decision‑making during an exciting period of development. Relocation packages are available for the right candidate. This role would suit a commercially minded finance leader who enjoys working closely with senior stakeholders and wants to play a key role in driving profitable, sustainable growth. The RoleReporting into senior leadership, the Head of Finance will act as a strategic finance partner while retaining hands‑on ownership of financial performance. You will provide clarity around...

Learn more

Head of Finance

Added 21/04/2026

Butler Rose is recruiting a Head of Finance for a 12-month fixed term contract to lead a Group Finance function. This is a high-impact role with full responsibility for financial operations across UK and international entities.Key duties will includeLead financial reporting, budgeting, and forecastingOversee financial control across multiple entities in both the UK and overseasManage statutory accounts, audit, and complianceOwn relationships with banks and financial partnersLead on tax and cash managementPartner with senior leadership to drive business strategyLead, develop, and motivate the finance teamAbout YouQualified accountant (CIMA, ACCA, ACA)Proven leadership experience in a senior finance roleStrong commercial awareness and problem-solving...

Learn more

Head of Operations

Added 13/04/2026

Head of Operations - LancasterButler Rose Senior Leadership are delighted to be retained on behalf of our client to appoint into a brand new role of Head of Operations, joining their Senior Leadership Team at their site on the outskirts of Lancaster.This is a pivotal appointment at a time of significant growth and transformation. The business holds the largest market share in the UK within its specialist field and is experiencing sustained growth of 10-15% per annum.Be part of the journey as they continue to evolve for the future in this very exciting local operation.The OpportunityReporting directly to the Managing...

Learn more
Required for two factor authentication
At least 8 characters, 1 uppercase, 1 lowercase and 1 special character or number
Your file must be a doc, docx or pdf. No larger than 5MB.