Senior Compliance Consultants (Wealth, Pensions, & Investments)Location: RemoteContract: up to 3 monthsVery decent day rates - inside IR35We're... Read more
Senior Compliance Consultants (Wealth, Pensions, & Investments)
Location: Remote
Contract: up to 3 months
Very decent day rates - inside IR35
We're supporting a client with multiple hires for contract roles for senior compliance professionals to support a regulatory due diligence projects within the wealth / investments / pensions space. These are would start at short notice and are fully remote.
This is document-led, analytical work requiring strong regulatory judgement and the ability to risk assess existing frameworks, policies, processes, controls and governance at pace.
The work will involve:
Reviewing existing compliance documentation (SMCR, governance, risk registers, policies, MI, sales & advice processes etc)Identifying gaps, risks and areas requiring remediation or escalationProviding clear, pragmatic written and verbal feedbackWe're keen to speak to contractors with:
Senior compliance experience / previous SMF16 experience (desirable not essential) from wealth management, IFAs, investment platforms or SIPP / pensionsIf you're a senior compliance contractor that meets these requirements and can start soon, then don't delay and apply here.
Butler Rose is committed to equality in the workplace and is an equal opportunity employer.
Butler Rose Ltd is acting as an Employment Business in relation to this vacancy.
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London, England, United KingdomContractRemote
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