Investments Compliance ConsultantLondon | Hybrid Working £31,000 - £40,000+ plus Bonus plus BenefitsAn excellent opportunity for a compliance... Read more
Investments Compliance Consultant
London | Hybrid Working
£31,000 - £40,000+ plus Bonus plus Benefits
An excellent opportunity for a compliance professional with 2+ years' experience within an FCA-regulated investments business to join a growing consultancy. You'll gain exposure to a wide range of investment firms, regulatory topics and client projects, developing broad compliance expertise whilst working directly with clients.
Key Responsibilities
Deliver compliance support to FCA-regulated investment firmsAssist with Compliance Monitoring Programmes (CMP)Review and draft compliance policies and proceduresSupport FCA applications and regulatory change projectsReview financial promotionsPrepare regulatory reports, MI and governance documentationConduct regulatory research and horizon scanningParticipate in client meetings and advisory projectsTechnical Requirements
2+ years' compliance experience within an FCA-regulated investment businessKnowledge of MiFID and/or AIFMD regulatory frameworksExperience supporting compliance monitoring activitiesExposure to financial promotions requirements (desirable)Understanding of FCA regulatory obligations and governance requirementsWhat's on Offer
£31,000 - £40,000+ base salaryAnnual bonusHybrid workingBroad exposure across multiple investment firmsClient-facing responsibilitiesFast-track development into a senior compliance consultantClear progression within a high-growth business
Butler Rose is committed to equality in the workplace and is an equal opportunity employer.
Butler Rose Ltd is acting as an Employment Business in relation to this vacancy.
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